The Irrational and the Unconscious
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Mathematical Discovery

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Excerpts from Science and Method, Chapter 3

By Jules Henri Poincaré (1854-1912) , 1908

Keywords:
discovery, intuition, process, memorization, selection, combination, function, insight, unconscious, consciousness, thought, will, discipline, memorization, calculation, mathematics, science, method, creativity


Discovery of the Fuchsian functions

It is time to penetrate further, and to see what happens in the very soul of the mathematician. For this purpose I think I cannot do better than recount my personal recollections. Only I am going to confine myself to relating how I wrote my first treatise on Fuchsian functions.

For a fortnight I had been attempting to prove that there could not be any function analogous to what I have since called Fuchsian functions. I was at that time very ignorant. Every day I sat down at my table and spent an hour or two trying a great number of combinations, and I arrived at no result. One night I took some black coffee, contrary to my custom, and was unable to sleep. A host of ideas kept surging in my head I could almost feel then jostling one another, until two of them coalesced, so to speak, to form a stable combination. When morning came, I had established the existence of one class of Fuchsian functions, those that are derived from the hypergeometric series. I had only to verify the results, which only took a few hours.

Then I wished to represent these functions by the quotient of two series. This idea was perfectly conscious and deliberate I was guided by the analogy with elliptical functions. I asked myself what must be the properties of these series, if they existed, and I succeeded without difficulty in forming the series that I have called Theta-Fuchsian.

At this moment I left Caen, where I was then living, to take part in a geological conference arranged by the School of Mines. The incidents of the journey made me forget my mathematical work. When we arrived at Coutances, we got into a break to go for a drive, and, just as I put my foot on the step, the idea came to me, though nothing in my former thoughts seemed to have prepared me for it, that the transformations I had used to define Fuchsian functions were identical with those of non-Euclidian geometry. I made no verification, and had no time to do so, since I took up the conversation again as soon as I had sat down in the break, but I felt absolute certainty at once. When I got back to Caen I verified the result at my leisure to satisfy my conscience.

I then began to study arithmetical questions without any great apparent result, and without suspecting that they could have the least connexion with my previous researches. Disgusted at my want of success, I went away to spend a few days at the seaside, and thought of entirely different things. One day, as I was walking on the cliff, the idea came to me, again with the same characteristics of conciseness, suddenness, and immediate certainty, that arithmetical transformations of indefinite ternary quadratic forms are identical with those of non-Euclidian geometry.

Returning to Caen, I reflected on this result and deduced its consequences. The example of quadratic forms showed me that there are Fuchsian groups other than those which correspond with the hypergeometric series I saw that I could apply to them the theory of the Theta-Fuchsian series, and that, consequently, there are Fuchsian functions other than those which are derived from the hypergeometric series, the only ones I knew up to that time. Naturally, I proposed to form all these functions. I laid siege to them systematically and captured all the outworks one after the other. There was one, however, which still held out, whose fall would carry with it that of the central fortress. But all my efforts were of no avail at first, except to make me better understand the difficulty, which was already something. All this work was perfectly conscious.

Thereupon I left for Mont-Valrien, where I had to serve my time in the army, and so my mind was preoccupied with very different matters. One day, as I was crossing the street, the solution of the difficulty which had brought me to a standstill came to me all at once. I did not try to fathom it immediately, and it was only after my service was finished that I returned to the question. I had all the elements, and had only to assemble and arrange them. Accordingly I composed my definitive treatise at a sitting and without any difficulty.


The conscious and the unconscious

One is at once struck by these appearances of sudden illumination, obvious indications of a long course of previous unconscious work. The part played by this unconscious work in mathematical discovery seems to me indisputable, and we shall find traces of it in other cases where it is less evident. Often when a man is working at a difficult question, he accomplishes nothing the first time he sets to work. Then he takes more or less of a rest, and sits down again at his table. During the first half-hour he still finds nothing, and then all at once the decisive idea presents itself to his mind. We might say that the conscious work proved more fruitful because it was interrupted and the rest restored force and freshness to the mind. But it is more probable that the rest was occupied with unconscious work, and that the result of this work was afterwards revealed to the geometrician exactly as in the cases I have quoted, except that the revelation, instead of coming to light during a walk or a journey, came during a period of conscious work, but independently of that work, which at most only performs the unlocking process, as if it were the spur that excited into conscious form the results already acquired during the rest, which till then remained unconscious.

There is another remark to be made regarding the conditions of this unconscious work, which is, that it is not possible, or in any case not fruitful, unless it is first preceded and then followed by a period of conscious work. These sudden inspirations are never produced (and this is sufficiently proved already by the examples I have quoted) except after some days of voluntary efforts which appeared absolutely fruitless, in which one thought one had accomplished nothing, and seemed to be on a totally wrong track. These efforts, however, were not as barren as one thought; they set the unconscious machine in motion, and without them it would not have worked at all, and would not have produced anything.

The necessity for the second period of conscious work can be even more readily understood. It is necessary to work out the results of the inspiration, to deduce the immediate consequences and put them in order and to set out the demonstrations; but, above all, it is necessary to verify them. I have spoken of the feeling of absolute certainty which accompanies the inspiration; in the cases quoted this feeling was not deceptive, and more often than not this will be the case. But we must beware of thinking that this is a rule without exceptions. Often the feeling deceives us without being any less distinct on that account, and we only detect it when we attempt to establish the demonstration. I have observed this fact most notably with regard to ideas that have come to me in the morning or at night when I have been in bed in a semi-somnolent condition.

Yet another observation. It never happens that unconscious work supplies ready-made the result of a lengthy calculation in which we have only to apply fixed rules... All that we can hope from these inspirations, which are the fruits of unconscious work, is to obtain points of departure for such calculations. As for the calculations themselves, they must be made in the second period of conscious work which follows the inspiration, and in which the results of the inspiration are verified and the consequences deduced. The rules of these calculations are strict and complicated; they demand discipline, attention, will, and consequently consciousness. In the subliminal ego, on the contrary, there reigns what I would call liberty, if one could give this name to the mere absence of discipline and to disorder born of chance. Only, this very disorder permits of unexpected couplings.

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