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Financial Institutions

Asset Managers Face Rising Regulatory Scrutiny

Gerold Grasshoff | Zubin Mogul | Thomas Pfuhler | Norbert Gittfried | Carsten Wiegand | Andreas Bohn | Volker Vonhoff

Global regulators that have focused reform efforts on large banks and other systemically important financial institutions have raised scrutiny on asset managers—both independent and bank owned—looking for activities and products that might pose systemic risk. Leading firms are trying to understand new trends that affect investors before regulators take action.

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